Borrower’s Counsel for $33,000,000 construction loan used to build new, ground up Marriott AC Hotel in El Segundo, California.

Type

Real Estate Construction

Transaction Value

$33,000,000+

Represented

Borrower/Owner

Area of Law

Real Estate

Buyer’s Counsel for Community Bank’s purchase of its Headquarters Building.  Led all aspects of transaction from inception to Closing.

Type

Real Estate Purchase

Transaction Value

$[Not published]

Represented

Buyer

Area of Law

Real Estate

DEFENDED former owner of investment banking firm in an NASD (now FINRA) arbitration where he was being sued personally for over $500,000, inclusive of fees and costs, by a former client of firm.

Result

Plaintiff awarded only $7,410 plus nominal fees.

Time to Resolution

1 month

How was case resolved?

Arbitration judgment for less than 2% of plaintiff’s complaint

Represented

Defendant

Area of Law

Business

General counsel to largest pain management practice in the San Francisco Bay Area for eight years prior to its sale to a private equity-backed consolidator.

Type

General Counsel

Area of Law

Health Care

Negotiation of investment in limited liability company developing new $5,000,000 medical office.

Type

Purchase/Sale: Purchase

Transaction Value

$5,000,000

Area of Law

Business/Corporate

Completed Rule 506 offering for $200,000 round of investment in golf product company.

Type

Capital Raise

Transaction Value

$200,000

Area of Law

Business/Corporate

S-Corporation formation for leading distributor of medical implants.

Type

Formation: S-Corporation

Area of Law

Business/Corporate

Content licensing agreement for creator of children’s DVD featuring famous paintings and musical compositions.

Type

Financing

Transaction Value

$80,000

Area of Law

Business/Corporate

Represented acquiring company as general counsel at post-merger mediation to resolve transaction dispute, employee issues and distribution agreements.

Result

Settled mid 6 figures

How was case resolved?

Settled without litigation via mediation

Represented

Buyer

Area of Law

Business/Corporate

Advised minority shareholder and employee regarding valuation of his membership interest (i.e. minority shareholder rights) pursuant to operating agreement buy-out provision and negotiated non-compete provisions.

Type

General Counsel

Transaction Value

Mid-5 figures

Area of Law

Business/Corporate