DEFENDED former owner of investment banking firm in an NASD (now FINRA) arbitration where he was being sued personally for over $500,000, inclusive of fees and costs, by a former client of firm.
Result
Plaintiff awarded only $7,410 plus nominal fees.
Time to Resolution
1 month
How was case resolved?
Arbitration judgment for less than 2% of plaintiff’s complaint
Represented
Defendant
Area of Law
Business